Exchange-traded product solutions

Smart solutions for your ETP, regardless of type.

Our comprehensive exchange-traded product (ETP) solutions are powered by relationship-driven professionals and industry-leading technology. From product development to full implementation, our dedicated team will help walk you through each milestone while seamlessly managing your active and passive ETPs, transparent funds and nontransparent structures.

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Comprehensive services for your exchange-traded products

Custody services

Benefit from our strong network of custody professionals who deliver accuracy and transparency for your assets.

  • Transfer coordination
  • Depository and non-depository services
  • Vault support
  • Fund trading, transfer, income and settlement
  • DTC daily settlement
  • Fed settlement

Distribution services

We provide you with sound consultation and guidance to help you navigate your distribution efforts from start to finish and maintain compliance every step of the way.

  • Underwriting services
  • Advertising review
  • Registered representative services
  • Dealer contract review and administration
  • Marketing and sales material development


ETP managers value the critical impact of our technology on their investments. Access an automated platform that leverages data to help improve product development, implementation support and ongoing guidance.

Our integrated platform combines the unique advantages of our two proprietary systems:

  • GENIUS is an integrated solution for your ETP processing that links all core applications into one central database
  • DASH generates comprehensive and flexible reports in real time with an excel-enabled web query

Additional services

As a full-service provider, we also offer the following comprehensive services to help strengthen your competitive advantage.

  • Fund accounting services
  • Fund administration services
  • Regulatory administration services
  • Tax services
  • Transfer agent

From our leaders


“We take pride in our ability to listen to clients’ requirements and deliver comprehensive solutions that allow managers to focus on investment performance and distribution.”

Dylan Curley
Global Head of Business Development
U.S. Bank Global Fund Services

What's driving demand in the ETP space?

The Securities and Exchange Commission (SEC) recently granted approval for Precidian’s semi-transparent ActiveShares ETF structure. An ActiveShare ETF can disclose holdings in a manner similar to mutual funds. Other semi-transparent ETF structures are currently in front of the SEC for approval. In addition, the SEC recently eliminated the need for passive and active relief for transparent ETFs via the approval of Rule 6c-11. Our professionals can guide you through the benefits, risks and strategies surrounding both semi-transparent and transparent ETFs.

Strategies and insights from our thought leadership

The effects of the new exchange-traded funds (ETFs) rule

Learn more about the effects of the new “ETF Rule” that went into effect December 2019 from the U.S. Securities and Exchange Commission (SEC).

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What are exchange-traded funds?

Take a look at the benefits of ETFs and the key participants needed for the exchange process.

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Understand the role of authorized participants in exchange-traded funds

Learn more about the role authorized participants (APs) play and how they facilitate ETF creation and redemption.

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Awards and accolades

2019 Best Fund Administrator Over $100 Million

Fund Intelligence Operations and Services Awards


2019 Best Transfer Agent and Shareholder Services

Fund Intelligence Operations and Services Awards