3 questions to ask your equity, quant and CTA fund administrator

February 17, 2021

Meeting valuation and investor needs in today’s competitive market requires more from your provider than just a casual focus. You need class-leading technology, client-service excellence and quant-specific expertise.

 

To find the best administrator for your equity, quant and CTA funds, start by asking the following three questions. 

 

1. How do you manage data?

Data automation is central to reducing risk, ensuring accuracy and empowering investment managers to deliver faster, higher-quality client service. The best servicing for high-volume trading funds incorporates straight-through processing, systematic master creation and fund family reconciliation.

It takes a serious commitment to technology investment to offer advanced data automation. But being a good data manager is much more than just a technology issue. As you examine the automation processes of your fund services partner (and their ability to support your high-volume trading strategy), ensure their focus centers around understanding your specific data needs.

 

2. How much work do you offshore?

When considering potential service partners, it’s critical you understand their approach to outsourcing. This is especially relevant when trading high-volume strategies in a daily liquidity environment. Meeting tight daily deadlines requires your provider to clearly understand your needs, exercise ownership and take accountability for delivering.

“The best administrators prioritize proactiveness, responsiveness and flexibility to ensure you get what you need when you need it,” says Linda Gorman, chief executive officer of U.S. Bank Global Fund Services – Europe.

When assessing a potential service provider, here are some key questions to evaluate their operating model: 

  • Is my service team client centric or functionalized? 
  • Is my entire service team located in the same location and time zone? And if not, how are service levels managed and governed? 
  • Who is accountable for ensuring requirements are met? 
  • What are your turnaround times, both for standard operations and for accommodating urgent requests?

 

3. How will my investors be treated?

Your service provider should understand the unique needs and demands of your investors in today’s increasingly complex environment. They should provide guidance and tools to help you efficiently manage risk and revenue, track performance and ensure your investor base remains well serviced.

Look for a partner that structures their organization and systems in a way where your investors receive timely, accurate and intuitive account information. Ideally, you’ll want a single point of contact backed by a dedicated servicing team and diverse network of product structure experts. For a seamless, streamlined workflow, look for a provider that prioritizes flexibility and has an infrastructure geared toward offering strong investor support.

 

At U.S. Bank, we have the technology, client service and expertise to support your equity, quant and CTA funds. Visit usbank.com/globalfundservices or contact us to learn more.

Related content

Luxembourg's thriving private debt market

Delivering powerful results with SWIFT messaging and services

Integrated receivables management solution supports customer focus at MSC Industrial Supply

10 ways a global custodian can support your growth

Insource or outsource? 10 considerations

Case study: U.S. asset manager expands to Europe

New technology streamlines M&A transactions

Private equity and the full-service administrator

Capitalizing on growth in the private equity space

Unique requirements of large private equity firms

Flexibility remains essential for public sector workforces

Empowering managers with data automation and integration

Hybridization driving demand

Supply chain analysis: Merging technology and commerce

Easier onboarding: What to look for in an administrator

The secret to successful service provider integration

Rule 18f-4: An in-depth look at the derivative risk management program and value-at-risk

Rule 18f-4: The limited use exception

Rule 18f-4 overview: Regulatory framework changes for derivatives

How to identify what technology is needed for your small business

Key considerations for online ordering systems

Planning for restaurant startup costs and when to expect them

Staying organized when taking payments

How does an electronic point of sale help your business keep track of every dime?

How iPads can help increase efficiency in your salon

Tools that can streamline staffing and employee management

How small businesses are growing sales with online ordering

Investing in capital expenditures: What to discuss with key partners

Interval funds find growing popularity

ESG-focused investing: A closer look at the disclosure regulation

The benefits of payment digitization: Pushing for simplicity

OCIO: An expanding trend in the investment industry

What corporate treasurers need to know about Virtual Account Management

Tailor Ridge eBill case study

The benefits of a full-service warehouse custodian

3 questions to ask your equity, quant and CTA fund administrator

How RIAs can embrace technology to enhance personal touch

The future of financial leadership: More strategy, fewer spreadsheets

Tech tools to keep your restaurant operations running smoothly

Enhancing liquidity management: 4 benefits of visibility

CFO report: Driving growth via new business models and technology

CFO insights: Leading the recovery for sustainable growth

CFO survey: A shifting focus on ESG in business

Digital receivables to meet changing demand

Webinar: CRE technology trends

Webinar: Robotic process automation

Webinar: CRE treasury leader roundtable

Authenticating cardholder data reduce eCommerce fraud

Webinar: Building digital bridges for treasury optimization

U.S. Bank Global Fund Services is a wholly owned subsidiary of U.S. Bank, N. A. 

U.S. Bank Global Fund Services (Ireland) Limited is registered in Ireland with the Companies Registration Office Reg. No. 413707 and Registered Office: 24-26 City Quay, Dublin 2, Ireland. U.S. Bank Global Fund Services (Ireland) Limited is authorised and regulated by the Central Bank of Ireland under the Investment Intermediaries Act, 1995. 

U.S. Bank Global Fund Services (Guernsey) Limited is licensed under the Protection of Investors Law (Bailiwick of Guernsey), 1987, as amended by the Guernsey Financial Services Commission to conduct controlled investment business in the Bailiwick of Guernsey. 

U.S. Bank Global Fund Services (Luxembourg) S.a.r.l. is registered in Luxembourg with RCS number B238278 and Registered Office: Floor 3, K2 Ballade, 4, rue Albert Borschette, L-1246 Luxembourg. U.S. Bank Global Fund Services (Luxembourg) S.a.r.l. is authorised and regulated by the Commission de Surveillance du Secteur Financier. 

Investment products and services are:
NOT A DEPOSIT • NOT FDIC INSURED • MAY LOSE VALUE • NOT BANK GUARANTEED • NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY

U.S. Bank does not guarantee products, services or performance of its affiliates and third-party providers.

Start of disclosure content

Loan approval is subject to credit approval and program guidelines. Not all loan programs are available in all states for all loan amounts. Interest rate and program terms are subject to change without notice. Mortgage, home equity and credit products are offered by U.S. Bank National Association. Deposit products are offered by U.S. Bank National Association. Member FDIC.

U.S. Bank is not responsible for and does not guarantee the products, services or performance of U.S. Bancorp Investments, Inc.