Build your financial future with confidence

Your financial future deserves professional guidance, a clear strategy, and actionable insights. Preparing for your first meeting with a financial advisor is the first step in aligning your goals with tailored, professional advice. We’re committed to turning your aspirations into tangible results.

Part 1: Getting to know your advisor

Your initial meeting is your opportunity to understand your potential advisor's philosophy and experience. It’s about finding the right partner to guide your financial journey and ensure they align with your ambitious goals.

Questions to ask for deeper insights

Use this meeting to lead the conversation and gain clarity.

On their approach

  • “What is your investment philosophy, and how does it align with my goals?”
  • “How do you tailor your approach for each client’s unique circumstances?”
  • “What services do you specialize in?”

On process and strategy

  • “What strategies do you recommend for goals like early retirement or real estate portfolio expansion?”
  • “How often will we review my financial plan and the benchmarks we track?”

On fees and structure

  • “What is your fee structure, and are there additional costs for specific services?”
  • "What would a transition plan look like as I shift form wealth building to wealth distribution and legacy creation?”

Part 2: Starting your new relationship

Once you’ve chosen your advisor, your first planning meeting marks the beginning of your partnership. Here, you’ll dive into your complete financial picture to start building your customized plan.

Meeting checklist

Gathering these documents gives your advisor a comprehensive view, enabling them to provide personalized, impactful advice.

Income and expenses

  • Recent pay stubs and details on other income sources
  • A summary of monthly expenses and loan details (mortgage, auto)

Savings and investments

  • Statements for all bank, retirement (401(k), IRA), and investment accounts

Other key documents

  • Recent tax returns and current insurance policies

Why choose Wealth Management from U.S. Bank and U.S. Bancorp Investments

Partnering with us gives you access to top-tier professionals who specialize in building financial strategies that empower confidence.

Experience you can trust

Gain insights from our experienced advisors who specialize in multifaceted financial planning for professionals.

Tailored goals designed for real growth

From portfolio management to business expansion, our recommendations are curated to fit your aspirations.

Seamless tools, effortless management

Enjoy tools that simplify tracking, consolidating all aspects of your finances in one place.

Take the next step toward financial empowerment

Your financial goals are within reach. The next step is a conversation with a Wealth Management advisor.

Request your first meeting and start planning your financial future with confidence.

Find an advisor Request a call
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Disclosures

Investment and insurance products and services including annuities are:
Not a deposit • Not FDIC insured • May lose value • Not bank guaranteed • Not insured by any federal government agency.

U.S. Wealth Management – U.S. Bank | U.S. Bancorp Investments is the marketing logo for U.S. Bank and its affiliate U.S. Bancorp Investments.

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U.S. Bank, U.S. Bancorp Investments and their representatives do not provide tax or legal advice. Each individual's tax and financial situation is unique. You should consult your tax and/or legal advisor for advice and information concerning your particular situation.

The information provided represents the opinion of U.S. Bank and U.S. Bancorp Investments and is not intended to be a forecast of future events or guarantee of future results. It is not intended to provide specific investment advice and should not be construed as an offering of securities or recommendation to invest. Not for use as a primary basis of investment decisions. Not to be construed to meet the needs of any particular investor. Not a representation or solicitation or an offer to sell/buy any security. Investors should consult with their investment professional for advice concerning their particular situation.

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For U.S. Bank:

Equal Housing Lender. Deposit products are offered by U.S. Bank National Association. Member FDIC. Mortgage, Home Equity and Credit products are offered by U.S. Bank National Association. Loan approval is subject to credit approval and program guidelines. Not all loan programs are available in all states for all loan amounts. Interest rates and program terms are subject to change without notice.

U.S. Bank is not responsible for and does not guarantee the products, services or performance of U.S. Bancorp Investments, Inc.

U.S. Bank does not offer insurance products. Insurance products are available through our affiliate U.S. Bancorp Investments.

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For U.S. Bancorp Investments:

Investment and insurance products and services including annuities, are available through U.S. Investments, the marketing name for U.S. Bancorp Investments, Inc., member FINRA and SIPC, an investment adviser and a brokerage subsidiary of U.S. Bancorp and affiliate of U.S. Bank. U.S. Bank is not responsible for and does not guarantee products, services or performance of U.S. Bancorp Investments.

Insurance products are available through various affiliated non-bank insurance agencies, which are U.S. Bancorp subsidiaries. Products may not be available in all states. CA Insurance License #0E24641.

U.S. Bancorp Investments is registered with the Securities and Exchange Commission as both a broker-dealer and an investment adviser. To understand how brokerage and investment advisory services and fees differ, the Client Relationship Summary and Regulation Best Interest Disclosure are available for you to review.

Pursuant to the Securities Exchange Act of 1934, U.S. Bancorp Investments must provide clients with certain financial information. The U.S. Bancorp Investments Statement of Financial Condition is available for you to review, print and download.

The Financial Industry Regulatory Authority (FINRA) Rule 2267 provides for BrokerCheck to allow investors to learn about the professional background, business practices, and conduct of FINRA member firms or their brokers. To request such information, contact FINRA toll-free at 1-800‐289‐9999 or via https://brokercheck.finra.org. An investor brochure describing BrokerCheck is also available through FINRA.

U.S. Bancorp Investments Order Processing Information.

Municipal Securities Education and Protection– U.S. Bancorp Investments is registered with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB). An investor brochure that describes the protections that may be provided to you by the MSRB rules and how to file a complaint with an appropriate regulatory authority is available to you on the MSRB website at www.msrb.org.