RCA Consultant 5


At U.S. Bank, we're passionate about helping customers and the communities where we live and work. The fifth-largest bank in the United States, we’re one of the country's most respected, innovative and successful financial institutions. U.S. Bank is an equal opportunity employer committed to creating a diverse workforce. We consider all qualified applicants without regard to race, religion, color, sex, national origin, age, sexual orientation, gender identity, disability or veteran status, among other factors.


This position has responsibility within the Private Wealth Management space, we offer comprehensive services to U.S. Bank clients that include wealth planning, investment management and trust and estate services. This position has oversight of our Personal Trust product within the Wealth Management group which includes Ascent Private Capital Management, Private Wealth Management, Wealth Management - Trust Advisory Center, and Wealth Management Operations. In this position, you will partner with their assigned Line of Business, other Risk/Compliance/Audit (RCA) Consultants, and RCA Managers to, depending on their function, create, implement, maintain, review or oversee an effective risk management framework. Participates in projects and/or activities that ensure compliance with applicable federal, state and local laws and regulations. Identifies gaps and inform solutions that minimize losses resulting from inadequate internal processes, systems or human errors. Identifies, responds and/or escalates risks as appropriate. Serves as a functional liaison between the Line of Business and the Lines of Defense.


Day to Day Responsibilities:

  • Issue Validation
  • Quality Assurance
  • Sarbanes Oxley testing and walkthroughs
  • Understanding and documenting risk/controls within processes
  • Process improvement
  • Leading the Business Change Risk Assessment for Personal Trust


  Basic Qualifications
- Bachelor's degree, or equivalent work experience
- Five to seven years of experience in an applicable risk management environment
- Applicable professional certifications

Preferred Skills/Experience
- Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Advanced understanding of the business line’s operations, products/services, systems, and associated risks/controls
- Advanced knowledge of Risk/Compliance/Audit competencies
- Strong process facilitation, project management, and analytical skills
- Must possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
- Excellent written and verbal communication skills
- Proficient computer skills, especially Microsoft Office applications


Compliance / Quality Control

Primary Location



1st - Daytime

Average Hours Per Week